Essential Steps to Building Your Financial Advisor Succession Plan

A succession plan ensures that should anything happen to an advisor or, in some cases, the firm, their business and client data and accounts will be safe, secure, and in good hands with either another advisor or firm.

Top 15 Resources for Breakaway Advisors

Freedom. Control. Legacy building. Strong client relationships. Improved tech. There are a lot of advantages to becoming a breakaway advisor. However, one disadvantage is you may lose daily access to co-workers or colleagues who’ve become valuable resources. Financial advising is, like most careers, collaborative in the sense that we can learn a lot from others. So what’s a breakaway advisor to do?